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Regulation

FintechNews RoundupRegulationUSA
·Mar. 15, 2017

House Republicans Send Letter Requesting Slowdown of Fintech Charter

A group of House Republicans has sent a letter to Comptroller Thomas Curry requesting his agency slowdown its plans for a fintech charter; the letter was signed by House Financial Services Committee Chairman Jeb Hensarling and 33 other House Republicans; it primarily suggests that stakeholders are not receiving an appropriate amount of time to comment on the full details of the fintech charter and that there is potential for the fintech charter to be overturned by Congress.  Source

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handshake
Regulation
·Nov. 29, 2022

Financial inclusion on the rise: LexisNexis Risk Solutions report

A report from LexisNexis Risk Solutions finds that financial institutions prioritize transparency and inclusion but face challenges.
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Ketan Ahuja
Opinion
·Mar. 6, 2025

OPINION | The CFPB performs an ancient social function

How dismantling the Consumer Financial Protection Bureau turns back the clock — exposing consumers to financial harm and encouraging unfair...
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Asia/PacFintechNews RoundupRegulation
·Nov. 28, 2016

Bank Indonesia Opens Fintech Office

The central bank of Indonesia has opened a fintech office; the central bank will use the fintech office to maintain its regulatory oversight while also providing support for new fintech startups; it plans to collect information on the industry for regulatory development; it will also facilitate the development of fintech companies and their introduction to the economy both in Indonesia and globally.  Source

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FinanceNews RoundupOnline LendingRegulation
·Nov. 1, 2016

New FDIC Guidance Could Help Improve Marketplace Lending Credit Quality

Moody's has released a report commenting on the new FDIC guidelines for bank lending through third-party lenders; guidance from the FDIC is proposed and seeks to potentially improve controls on bank lending through marketplace loans; the new FDIC guidance will help to improve the overall quality of loans on marketplace lending platforms, according to Moody's; the new controls focus on greater analysis and oversight by banks of marketplace lenders' credit underwriting models to ensure that they align with the bank's lending terms.  Source

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Asia/PacNews RoundupOnline LendingRegulation
·Feb. 21, 2017

New Report Says 90% of Chinese P2P Platforms at Risk

A report from the Beijing Bureau of Financial Work says 90% of P2P platforms will struggle to stay in business in 2017; if their predictions are correct that would reduce the total number of P2P companies from 4,856 to approximately 500; companies will begin to undergo a review by regulators and it is expected that a run on deposits is likely to occur; regulators will be checking for a number of variables including two new requirements: the appointment of a custodian bank and full disclosure of the use of deposits; other factors under review will include risk management, business scale, IT infrastructure, investment sources and shareholders' credibility; firms will either be granted a P2P lending license or be required to liquidate; in 2016 the industry accounted for 800 billion yuan and according to the Beijing Bureau of Financial Work it is likely that 2017 will end drastically different for the industry overall.  Source

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EuropeFintechNews RoundupRegulation
·Feb. 10, 2017

UK Government Proceeding with Initiative on Fintech Regulation

Chancellor Hammond and the newly established fintech delivery panel will meet in February to discuss the fintech industry; the group's purpose is to drive fintech specific policy recommendations for the UK; 24 industry experts will attend the February meeting including representatives from Funding Circle, Seedrs and MarketInvoice; on April 12 the UK government will also hold the International FinTech Conference in London to connect domestic and international investors with the UK's fintech market.  Source

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Europe
·May. 3, 2022

How to stay ahead of ever-evolving Russian sanctions

Russia's invasion of Ukraine triggered a rapid wave of sanctions, bringing challenges for financial services firms looking to stay compliant.
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BankingMergers & AcquisitionsRegulation
·Jan. 4, 2021

LendingClub Bank Acquisition Approved by OCC as Investor Platform Closes Down

The last day of the year is normally pretty quiet as far as news goes but LendingClub had two major...
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Opinion
·Jun. 9, 2021

Three things Policymakers can do to help American small businesses after the Paycheck Protection Program

[Editor’s note: This is a guest post from Ryan Metcalf, Head of Public Policy & Social Impact at Funding Circle.]  The Paycheck...
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